Search Results for "securities industry"
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COMPANIES ACT 2015
PART 24 REGULATION OF SECURITIES INDUSTRY LICENCES [ss 272–279]
[COM 273] Application for securities industry licence273 (1) An application for a securities industry licence or for the renewal of a ...
COMPANIES ACT 2015
PART 24 REGULATION OF SECURITIES INDUSTRY LICENCES [ss 272–279]
[COM 273] Application for securities industry licence273  (1) An application for a securities industry licence or for the renewal of a ...

COMPANIES ACT 2015
PART 24 REGULATION OF SECURITIES INDUSTRY LICENCES [ss 272–279]
[COM 275] Cancelling, suspending or restricting securities industry licences275 (1) Where the Reserve Bank is satisfied that the holde...
COMPANIES ACT 2015
PART 24 REGULATION OF SECURITIES INDUSTRY LICENCES [ss 272–279]
[COM 275] Cancelling, suspending or restricting securities industry licences275  (1) Where the Reserve Bank is satisfied that the holde...

COMPANIES ACT 2015
PART 24 REGULATION OF SECURITIES INDUSTRY LICENCES [ss 272–279]
[COM 277] Obligation to report changes277 Where— (a)the holder of a securities industry licence ceases to carry on the business to which th...
COMPANIES ACT 2015
PART 24 REGULATION OF SECURITIES INDUSTRY LICENCES [ss 272–279]
[COM 277] Obligation to report changes277 Where— (a)the holder of a securities industry licence ceases to carry on the business to which th...

SECURITY INDUSTRY ACT 2010
PART 3 LICENCES [ss 13–32]
DIVISION 4 REVIEW OF LICENSING DECISIONS [ss 31, 32]
[SI 31] Security Industry Licences Appeals Tribunal31 (1) There shall be a Security Industry Licences Appeal Tribunal (“the Appeals Tr...
SECURITY INDUSTRY ACT 2010
PART 3 LICENCES [ss 13–32]
DIVISION 4 REVIEW OF LICENSING DECISIONS [ss 31, 32]
[SI 31] Security Industry Licences Appeals Tribunal31  (1) There shall be a Security Industry Licences Appeal Tribunal (“the Appeals Tr...

COMPANIES ACT 2015
COMPANIES (SECURITIES EXCHANGES AND LICENSING) REGULATIONS 2015
[Schedules]
[COM 11,500] SCHEDULE 1 FEES AND FORMS
in securities exchange and central depository rulesB4Notice of allowance or disallowance of change in rulesNil5.Section 273 — Application for securit...
COMPANIES ACT 2015
COMPANIES (SECURITIES EXCHANGES AND LICENSING) REGULATIONS 2015
[Schedules]
[COM 11,500] SCHEDULE 1 FEES AND FORMS
in securities exchange and central depository rulesB4Notice of allowance or disallowance of change in rulesNil5.Section 273 — Application for securit...