Search Results for "securities Exchange"
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COMPANIES ACT 2015
PART 23 REGULATION OF SECURITIES EXCHANGES AND CENTRAL DEPOSITORY [ss 268–271]
[COM 271] Disciplinary actions by the securities exchange271 (1) Where a securities exchange reprimands, fines, suspends or expels, or...
COMPANIES ACT 2015
PART 23 REGULATION OF SECURITIES EXCHANGES AND CENTRAL DEPOSITORY [ss 268–271]
[COM 271] Disciplinary actions by the securities exchange271  (1) Where a securities exchange reprimands, fines, suspends or expels, or...

COMPANIES ACT 2015
PART 26 CAPITAL RAISINGS [ss 281–293]
DIVISION 4 GENERAL PROVISIONS GOVERNING CAPITAL RAISINGS [ss 287–293]
[COM 289] Disclaimers in prospectus and offer document289 (1) Each registered prospectus and registered offer document must contain th...
COMPANIES ACT 2015
PART 26 CAPITAL RAISINGS [ss 281–293]
DIVISION 4 GENERAL PROVISIONS GOVERNING CAPITAL RAISINGS [ss 287–293]
[COM 289] Disclaimers in prospectus and offer document289  (1) Each registered prospectus and registered offer document must contain th...

COMPANIES ACT 2015
COMPANIES (SECURITIES EXCHANGES AND LICENSING) REGULATIONS 2015
PART 3 PROVISIONS RELATING TO SECURITIES EXCHANGES [regs 5–17]
[COM 11,165] Obligation to take disciplinary action13 (1) If a securities exchange receives a complaint from a listed company, the mem...
COMPANIES ACT 2015
COMPANIES (SECURITIES EXCHANGES AND LICENSING) REGULATIONS 2015
PART 3 PROVISIONS RELATING TO SECURITIES EXCHANGES [regs 5–17]
[COM 11,165] Obligation to take disciplinary action13  (1) If a securities exchange receives a complaint from a listed company, the mem...

COMPANIES ACT 2015
COMPANIES (SECURITIES EXCHANGES AND LICENSING) REGULATIONS 2015
PART 4 MEMBERSHIP OF A SECURITIES EXCHANGE [regs 18, 19]
[COM 11,190] Equality of members of a securities exchange18 (1) A member of a securities exchange must hold only one share in such sec...
COMPANIES ACT 2015
COMPANIES (SECURITIES EXCHANGES AND LICENSING) REGULATIONS 2015
PART 4 MEMBERSHIP OF A SECURITIES EXCHANGE [regs 18, 19]
[COM 11,190] Equality of members of a securities exchange18  (1) A member of a securities exchange must hold only one share in such sec...

COMPANIES ACT 2015
COMPANIES (SECURITIES EXCHANGES AND LICENSING) REGULATIONS 2015
[Schedules]
[COM 11,505] SCHEDULE 2 PRESCRIBED FORMS
COMPANIES (SECURITIES EXCHANGES AND LICENSING) REGULATIONS 2015 [COM 11,515] FORM B2 CERTIFICATE OF APPROVAL OF SECURITIES EXCHANGE OR CENTR...
COMPANIES ACT 2015
COMPANIES (SECURITIES EXCHANGES AND LICENSING) REGULATIONS 2015
[Schedules]
[COM 11,505] SCHEDULE 2 PRESCRIBED FORMS
COMPANIES (SECURITIES EXCHANGES AND LICENSING) REGULATIONS 2015 [COM 11,515] FORM B2 CERTIFICATE OF APPROVAL OF SECURITIES EXCHANGE OR CENTR...